self-regulatory organization (SRO)A body whose members carry on investment business and regulate their own conduct. When its rules and practices ensure that its members are fit and proper persons, it may be recognized by the *Securities and Investments Board Ltd; its members then become authorized under the Financial Services Act 1986. |
Browse Law TermA . B . C . D . E . F . G . H . I . J . K . L . M .N . O . P . Q . R . S . T . U . V . W . X . Y . Z . |
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